Thursday, May 12, 2005

NASD Guidance: Research Analysts and Research

SEC Approves Amendments to Rule 2711 to Prohibit
Research Analysts from Participating in a Road Show and
from Communicating with Customers in the Presence of
Investment Banking Personnel or Company Management
about an Investment Banking Services Transaction;
Compliance Date: June 6, 2005.

See full Notice, in pdf format.