Andrew Ceresney
Director of the Division of Enforcement
Washington D.C.
May 20, 2014
At the outset, let me give the requisite reminder that the views I express today are my own and do not necessarily represent the views of the Commission or its staff.
It is a real pleasure to be here with a group of legal and compliance professionals. In my time in private practice, and now as the Director of Enforcement, I have come to appreciate how your work is invaluable to the SEC’s mission of protecting investors and ensuring the integrity of our markets. You serve as a critical line of defense against securities law violations.
I recently reached my one-year anniversary since joining the Commission, and so I want to share with you today my thoughts on some of our accomplishments over the last year, including some of the significant changes we have made, and what lies ahead. As I often like to say, this is a great time to be in the Enforcement Division.
See full Transcript: http://www.sec.gov/News/Speech/Detail/Speech/1370541872207#.U5h5DfmSx8E
Posts
